Responsibilities - Mortgage Associate

Purpose: This bulletin explains the responsibilities a mortgage associate has to their brokerage.

This bulletin applies to mortgage associates.

Mortgage associates have responsibilities to ensure any dealing in mortgages or advertising of their services complies with legislation.  Mortgage associates must:

Advertising requirements
An associate must deal in the name that appears on their licence and of their brokerage. This includes any advertising on behalf of the brokerage.

Keep your broker informed
Associates must inform their broker of their activities.  This includes all documents and information in your files for both completed and non-completed mortgage deals.

Other information you must give your broker includes:

Examples

Related information

Legislation

Guides

Information bulletins

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