Voluntary Broker Resolution Process Forms

Guide to the Voluntary Broker Resolution Process for Brokers

Agreements
Voluntary Broker Resolution Process Agreement - single client/customer
Voluntary Broker Resolution Process Agreement - mutliple clients/customers

Releases
Voluntary Broker Resolution Process Release - single client/customer
Voluntary Broker Resolution Process Release - multiple clients/customers

Forms for Matters Currently Part of a Professional Conduct Review

The following forms relate to matters that are currently part of a professional conduct review. You should have received these forms, completed by RECA, at the time the VBRP was recommended by a Professoinal Conduct Review Officer. If you have misplaced your copies of the completed forms, please speak to the officer who is handling the file. They will provide you with new forms. The following forms should only be downloaded and used if you are unable to speak with your case officer and time is of the essence.

Agreements
Voluntary Broker Resolution Process Agreement - single client/customer
Voluntary Broker Resolution Process Agreement - multiple clients/customers

Releases
Voluntary Broker Resolution Process Release - single client/customer
Voluntary Broker Resolution Process Release - multiple clients/customers

For more information about the Voluntary Broker Resolution Process, please click here.

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